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Office of Dean of the Faculty Records
Notifications
Held at: Princeton University Library: University Archives [Contact Us]
This is a finding aid. It is a description of archival material held at the Princeton University Library: University Archives. Unless otherwise noted, the materials described below are physically available in their reading room, and not digitally available through the web.
Overview and metadata sections
Princeton University's Dean of the Faculty is the senior administrator responsible for the quality and well-being of the faculty and professional staff of the university.
The Princeton University Office of the Dean of the Faculty Records consists of the files of the dean, the office's staff, as well as the faculty. In addition to the office's subject files, the collection holds the records of the faculty meetings, faculty and University committees, and the personnel files of faculty, senior staff, and trustees.
Series 1 (Faculty Meetings and Minutes) and most of Series 3 (Committees of the Faculty and the University) were actually created by the faculty and its designees (the secretary of the faculty for series 1 and the secretaries or chairs of committees, for series 3), not by the Office of the Dean of the Faculty. The dean's office does, however, lend office support to the faculty and maintains these records before they are transferred to the University Archives.
The remaining series (with the exception of Series 9, the Office of the Dean of the Faculty's archived website) consist of files were created by the dean's office for its own use. These series are particularly appropriate for research into the benefits and regulations concerning the faculty and professional staffs, faculty and department schedules and statistics, details about individual trustees and faculty and staff members, special academic programs and circumstances (such as teaching during wartime), cooperation between academic departments and with other universities, and the role of the dean of the faculty in the administration of the University.
Please see series descriptions in the contents list for additional information about individual series.
The dean of the faculty is Princeton University's oldest deanship, established in 1883 to relieve elderly President James McCosh of some of the administration's more taxing but less high-profile responsibilities. These responsibilities were defined by the trustees as "whatever does not pertain directly to the work of instruction, such in particular as the discipline of the College, the assignment of rooms and the sanitary condition of the Institution." When these duties were passed to the newly-established dean of the college in 1909, the dean of the faculty became responsible for matters relating to faculty and curriculum.
In the 1940s and 1950s, the dean of the college took on more responsibility for the oversight of undergraduate academic life, while the dean of the faculty became increasingly focused on the well-being of the faculty and the quality of instruction. In the early 1940s, Dean of the Faculty Robert K. Root's primary concerns were maintaining sound academic requirements for undergraduates, facilitating a quick course of study (so that students could graduate early and enlist), coordinating faculty leave for assisting the war effort and for other reasons, the effect of the war on student scholastic achievement, and student enrollment and attendance.
By the mid-1950s, however, the issues of central concern to Dean of the Faculty J. Douglas Brown were faculty and department-related. In 1956, he described the progress his office had made in his first ten years on the job in the following areas: faculty recruitment efforts, advancement procedures, the ongoing effort to appoint more assistant professors instead of instructors, salary rates, retirement and insurance plans, housing and other fringe benefits, the establishment of preceptorships and fellowships, and research administration. He was also proud of his work to expand or improve individual academic departments and schools. The initiative for these changes typically originated with the faculty, however, and was then supported by the dean and the University administration. The dean continued to work on curricular issues, but since the Second World War, the concerns of the dean of the faculty clearly shifted from the undergraduate academic experience to instructional oversight and faculty development. Until the creation of the position of provost in 1966, the dean of the faculty was also responsible for taking on the duties of the president in his absence.
By the mid-1990s, Dean of the Faculty Amy Gutmann was concerned with both the faculty and the professional research, technical, and library staffs of the University. Gutmann's office worked on issues related to faculty recruitment (especially of women and underrepresented minorities), rules changes, teaching initiatives, retirement, reviews of academic departments, internet use, and faculty honors. Issues related to the professional staffs included general personnel administration, appointments and advancements, salaries, and immigration. In her annual report of 1995-1996, Gutmann makes no mention of undergraduate academic life or the curriculum-subjects of crucial importance to her predecessors of the first half of the twentieth century.
Princeton's faculty, the creator of series 1 and most of series 3, has long been responsible for the determination of major University policies. With the president presiding, the faculty oversees functions as diverse as admissions, curriculum, instruction, research, discipline, examinations, standing, and extracurricular life, and advises the president on faculty appointments and advancements. According to Dean of the Faculty J. Douglas Brown, "The educational policies of the University have long been the product of thorough study and lively debate by a faculty which through these orderly procedures assumes an unusual degree of concern and responsibility. The president and deans exercise their influence upon these policies far more through their leadership in the faculty and its committees than through any assumption of ex officio authority." Unlike most other research universities, Princeton's professors have remained one faculty over the years (except for a few years at the turn of the twentieth century), instead of dividing into schools or colleges with different policies and priorities. The Princeton faculty has proven to be cohesive, active in University governance, and influential.
Most deans of the faculty were appointed after serving a number of years on the Princeton faculty, usually with significant experience as a department or committee chair. Deans of the faculty are chosen in part because they have earned the trust, respect, and admiration of both their faculty colleagues and University administrators. Deans of the faculty remain faculty members and sometimes continue to teach classes during their tenures as dean.
Deans of the Faculty, Department, Tenure as Dean
James Ormsbee Murray, English, 1883-1899
Samuel Ross Winans, Greek, 1899-1903
Henry Burchard Fine, mathematics, 1903-1912
William Francis Magie, physics, 1912-1925
Luther Pfahler Eisenhart, mathematics, 1925-1933
Robert Kilburn Root, English, 1933-1946
James Douglas Brown, economics, 1946-1967
Robert Roswell Palmer, history, 1967-1968
Richard Allen Lester, economics, 1968-1973
Aaron Lemonick, physics, 1973-1989
Robert C. Gunning, mathematics, 1989-1995
Amy Gutmann, politics, 1995-1997
Joseph H. Taylor, physics, 1997-2003
David P. Dobkin, computer science, 2003-2014
Deborah Prentice, psychology and public affairs, 2014-2017
Sanjeev R. Kulkarni, electrical engineering, 2017-2021
Files are arranged alphabetically within series, unless otherwise noted.
A 1974 dissertation studying the creation of the position of dean of the faculty at the College of New Jersey (Princeton University), and the campus climate that led to it (call number LD4616.R676 1974) is held at Mudd Library. The dissertation was written for the education department at Rutgers by Michael Louis Rosenthal and is entitled, The Founding of the Office of the Dean of the Faculty: Undergraduate Life at the College of New Jersey: An Anthropological View of History.
In the composition of this finding aid's history section, the following works were consulted: Articles titled "Faculty" by J. Douglas Brown and "Dean of the Faculty" in Alexander Leitch's A Princeton Companion (Princeton University Press, 1978); Annual reports to the president from the dean of the faculty; Michael Louis Rosenthal's 1974 Rutgers dissertation, The Founding of the Office of the Dean of the Faculty: Undergraduate Life at the College of New Jersey: An Anthropological View of History.
Periodic transfers of general records from the Office of the Dean of the Faculty are expected indefinitely; personnel files are transferred annually and added to series 6.
This collection has been transferred to the University Archives in periodic installments for decades.
Records described in Series 6 Faculty, Staff, and Trustee Personnel Files are indexed in a searchable database: Faculty and Professional Staff Index, 1764-2006.
These records may also be found in finding aids for each subgroup of the Faculty and Staff Professional Files:
Subgroup 1: A is available at Faculty and Professional Staff Files 1764-2014, Subgroup 1: A.
Subgroup 2: B is available at Faculty and Professional Staff Files 1764-2014, Subgroup 2: B.
Subgroup 3: C is available at Faculty and Professional Staff Files 1764-2014, Subgroup 3: C.
Subgroup 4: E is available at Faculty and Professional Staff Files 1764-2014, Subgroup 4: E.
Subgroup 5: F is available at Faculty and Professional Staff Files 1764-2014, Subgroup 5: F.
Subgroup 6: G is available at Faculty and Professional Staff Files 1764-2014, Subgroup 6: G.
Subgroup 7: H is available at Faculty and Professional Staff Files 1764-2014, Subgroup 7: H.
Subgroup 8: I-K is available at Faculty and Professional Staff Files 1764-2014, Subgroup 8: I-K.
Subgroup 9: L is available at Faculty and Professional Staff Files 1764-2014, Subgroup 9: L.
Subgroup 10: M is available at Faculty and Professional Staff Files 1764-2014, Subgroup 10: M.
Subgroup 11: N is available at Faculty and Professional Staff Files 1764-2014, Subgroup 11: N.
Subgroup 12: O is available at Faculty and Professional Staff Files 1764-2014, Subgroup 12: O.
Subgroup 13: P is available at Faculty and Professional Staff Files 1764-2014, Subgroup 13: P.
Subgroup 14: R-S is available at Faculty and Professional Staff Files 1764-2014, Subgroup 14: R-S.
Subgroup 15: T-W is available at Faculty and Professional Staff Files 1764-2014, Subgroup 15: T-W.
Subgroup 16: Other, Unknown, and Multiple Departments is available at Faculty and Professional Staff Files 1764-2014, Subgroup 16: Other, Unknown, and Multiple Departments.
Full text searching of this collection's archived website(s) is available through the Archive-It interface.
This collection contains records created and used on computing devices. Researchers are responsible for meeting the technical requirements needed to access these materials, including any and all hardware and software.
Processed by Matthew Reeder, Rosalba D. Varallo, Shannon DeVore '07, Page Dykstra '06, Lindsey Huddle '07, and Christina McMillan '07. Finding aid written by Matthew Reeder. Box 153 added by Christie Peterson with assistance from Suchi Mandavilli '14 in December 2010. Series 9 added by Lynn Durgin in December 2015. Finding aid updated by Annalise Berdini in February 2018.
No information on appraisal is available.
People
- Brown, J. Douglas (James Douglas), 1898-1986
- Eisenhart, Luther Pfahler, 1876-1965 -- Correspondence.
- Fine, Henry B. (Henry Burchard), 1858-1928
- Gunning, Robert C. (Robert Clifford), 1931-
- Lemonick, Aaron, 1923-
- Lester, Richard Allen, 1908-1997
- Magie, William Francis, 1858-1943
- Murray, James O. (James Ormsbee), 1827-1899
- Palmer, R.R. (Robert Roswell), 1909-2002
- Root, Robert K. (Robert Kilburn), 1877-1950
- Winans, Samuel Ross, 1855-1910
Organization
Subject
- Publisher
- University Archives
- Finding Aid Author
- Matthew Reeder
- Finding Aid Date
- 2010
- Access Restrictions
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Access restrictions to materials in this collection are determined by the dean of the faculty in consultation with the university archivist. The written permission of the dean of the faculty is required by anyone who wishes to view closed material.
Subseries 1A: the pre-July 1984 minutes are closed for 75 years; the remaining minutes are open for immediate research.
Subseries 1B: this subseries is open for research use.
Subseries 1C: the materials pertaining to pre-July 1984 meetings are closed for 75 years; the materials pertaining to all meetings held since are closed for 30 years.
Subseries 1D: this subseries is closed for 75 years. Subseries 1E: Faculty Memorial Resolutions is open for research.
Series 2: this series is closed for 30 years. Some folders are closed for 75 years; these folders are marked with large, red flags and indicated on the folder list.
Series 3: this series is closed for 30 years. Some folders are closed for 75 years; these folders are marked with large, red flags and indicated on the folder list.
Series 4: this series is closed for 30 years. Some folders are closed for 75 years; these folders are marked with large, red flags and indicated on the folder list.
Series 5: this series is open.
Series 6: Faculty and Professional Staff Files are closed until 100 years after the person's year of birth or 5 years after the person's year of death, whichever is longer.
Series 7: materials in this series are closed for 25 years from the date of their creation.
Series 9: Public Website is open for research use.
Series 10: this series is closed for 30 years from the date of creation of the record.
- Use Restrictions
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Single photocopies may be made for research purposes. For quotations that are fair use as defined under U. S. Copyright Law, no permission to cite or publish is required. The Trustees of Princeton University hold copyright to all materials generated by Princeton University employees in the course of their work. If copyright is held by Princeton University, researchers will not need to obtain permission, complete any forms, or receive a letter to move forward with non-commercial use of materials from the Mudd Library. For materials where the copyright is not held by the University, researchers are responsible for determining who may hold the copyright and obtaining approval from them. If you have a question about who owns the copyright for an item, you may request clarification by contacting us through the Ask Us! form.
Collection Inventory
The Faculty Meetings and Minutes series consists of minutes and other materials related to the meetings of the full Princeton University faculty from 1781 until the present. The minutes, their drafts, and their appendices have been compiled over the years by the Clerk of the Faculty (a professor appointed by the faculty), with secretarial assistance from the Dean of the Faculty's office.
The series is divided into 4 subseries.
Physical Description20 boxes
The Complete and Final Minutes subseries groups together the faculty minutes in their bound, final form. The eighteenth and nineteenth century minutes consist mostly of entries written carefully in minutes books; the minutes from the twentieth century to the present also include printed reports and documents from various committees. Minutes from the later half of the twentieth century to the present include an agenda for the next meeting. Beginning in 1968 and ending in 1984, abstracts (or summaries) were created in the interest of transparency. These abstracts form subseries 1B and, from June 1970 to June 1984, are not restricted. Since 1984, the clerk of the faculty no longer wrote up an abstract in addition to minutes, and simply wrote abstracts as if they were the actual minutes. For this reason, the minutes of the faculty from 1984 to the present are not restricted. Clerks of the faculty changed frequently, and they each put their own stamp on the format and content of the minutes.
From approximately 1898 to 1904, the faculty was divided into the academic (non-science) faculty and the school of science faculty, and met in these groups as well as altogether. The minutes of the academic faculty and the scientific faculty are also included in this subseries, as volumes eleven and twelve.
This series is made up of bound volumes that cover the period 1781-1998, unbound minutes housed in boxes that cover the period 1998-2009, and PDFs that cover 2009-2010 and later. Because of their fragile condition, the volumes in Subseries 1A may not be photocopied without the permission of the university archivist. Duplicate material that may be photocopied can, in some cases, be found in subseries 1B and 1C.
Arranged chronologically.
Physical Description2 boxes
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The Abstracts of Minutes subseries consists of abstracts (or summaries) of faculty minutes. The abstracts were initially created in the interest of transparency; the general debates and decisions of the faculty could be publicized without detailing the opinions of particular faculty members. Over time, however, the abstracts and the actual minutes became so similar that in 1984, the practice of preparing two reports for each faculty meeting was discontinued. Since 1984, only abstracts have been created. Since these post-1984 abstracts are, for all intents and purposes, the actual minutes of the faculty, these have been placed in subseries 1A.
Arranged chronologically.
Physical Description1 box
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The Materials Circulated at Faculty Meetings subseries holds notices, agenda, reports, drafts of minutes, faculty memorials, and all other materials distributed at meetings of the faculty or included in the bound minutes. In many cases materials not included in the bound minutes can be found here.
Arranged chronologically.
Physical Description14 boxes
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The Scratch Minutes subseries contains the surviving "scratch" minutes of faculty meetings, or the rough drafts from which the details, names, and figures of the final minutes are taken. These notebooks are incomplete and often difficult to read, but sometimes contain details omitted in the final minutes.
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Physical Description3 boxes
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Consists of Memorial Resolutions that are prepared by special faculty committees when faculty members pass away. The resolutions are circulated and approved at faculty meetings.
Physical Description2 boxes
Includes memorial resolutions for the following faculty members: Acton, Forman S.; Baumol, William J.; Bonini, William E.; Bowen, William G.; Bracco, Frediano V.; Brown, Clarence F., Jr.; Clark-Deces, Isabelle; Colquhoun, Alan H.; Danielson, Michael N.; Davidson, Ronald Crosby; Dickinson, Bradley W.; Fontham, Elaine; Fara, Delia Graff; Floudas, Christodalos A.; Frank, Joseph N.; Freedman, Ralph W.; Gilvorg, Charles; Graessley, William W.; Graves, Michael E.; Flunter, Samuel; Kao, Yu-Kung; Kuhn, Harold W.; Levy, Kenneth J.; Litz, A. Walton; Mather, John N.; Meyer, Hugo Lothar...; Moore, John C. Naumann, Robert A.; Nelson, Edward; Notterman, Joseph Melvin; Okada, Richard Hideki; Piglia, Ricardo E.; Randall, James K.; Schorske, Carl E.; Sherr, Rubby; Sigmund, Paul E.; Surber, William F., Jr.; Szathmary, Arthur; Townsend, Charles E.; Ullman, Richard; Wallace, Walter L.; Wolin, Sheldon S.
Physical Description42 folder1 box
Includes memorial resolutions for the following faculty: Treisman, Anne; Taylor, Edward Curtis, Jr.; Reinhardt, Uwe E.; Pitcher, George; Mislow, Kurt Martin; McClure, Donald S.; Jahn, Robert G.; Deffeyes, Kenneth; Curschmann, Johann H.; Luchak, George; Billington, David P.; Kernan, Alvin B.; Lewis, Bernard; Curcic, Slobodan; Darley, John M.; and Gilpin, Robert George, Jr.
Physical Description1 folder1 folder
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Includes memorial resolutions for the following faculty members: Doig, Jameson; Gubser, Steven; Shimura, Goro; and Glassman, Irvin.
Physical Description1 folders1 folder
Includes memorial resolutions for faculty members: Stein, Stanley J.; Volcker, Paul A.; Gordenker, Leon; Gossman, J. Lionel; Hollander, Robert J. Jr.; Campbell, Byron A.; Cohen, Stephen F.; Raboteau, Albert J.; Ying,-Shih, Yu; Luce, T. James; Rogerson, John; Surtz, Ronald; Ziolkowski, Theodore; Forcione, Alban; Shimizu, Yoshiaki; Onstott, Tullis; Wood, Eric F.; McLananhan, Sara; and Murrin, John Matthew.
Physical Description1 folder1 folder
The Academic Departments and Programs series contains the dean of the faculty's files on each of the University's academic departments and programs. Files hold documents related specifically to each department and document issues such as hiring, staffing, leave, and tenure; funding for research, faculty positions, and the department; faculty disputes; special departmental programs and speakers; the selection and conduct of department chairs; and department formation, merger, division, and dissolution.
Arranged alphabetically by academic department or program.
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The Committees series contains the records assembled and produced by faculty and university committees and subcommittees. Committees have been responsible for most major academic and some major social policies since the late nineteenth century. Committees vary from Admission and Curriculum to Undergraduate Residential Life (CURL) and the Council of the Princeton University Community (CPUC). A number of ad hoc committees provide interesting information about the University's responses to the First and Second World Wars. Committee files can include minutes, reports, correspondence, and notes; in some cases, they contain records spanning well over one hundred years. Committee files that contain records of discussions of particular, named students are restricted for seventy-five years.
Arranged alphabetically by committee name.
Physical Description40 boxes
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The Subject Files series contains the general subject files of the Office of the Dean of the Faculty. Most topics of interest to the dean and the office staff are reflected in the files in this series. Topics include the general well-being of the faculty and their benefits, regulations, responsibilities, leadership, and recruitment; the well-being of the professional research, technical, and library staffs; special academic programs, exchanges, and consortiums; the relations between the academic side of the University and the administration, supporting offices, trustees, students, and alumni; academic and teaching statistics; and the dean's role in University administration in general and particularly regarding academic planning. Files containing information about individual identified students are restricted for seventy-five years.
Arranged alphabetically by topic.
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