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James V. Forrestal (1892-1949) was a Wall Street businessman who played an important role in U.S. military operations during and immediately after World War II. From 1940 to 1949 Forrestal served as, in order, assistant to President Roosevelt, Under Secretary of the Navy, Secretary of the Navy, and the first Secretary of Defense. He was instrumental in the buildup of the Navy during World War II and an important figure in the development of the unified National Military Establishment (NME) following the war.
Forrestal began his career on Wall Street in 1916 as a bond salesman for William A. Read and Company (later Dillon, Read and Company), a banking firm that was rising in importance at that time. Except for serving in the Navy from 1917 to 1919, Forrestal remained at William A. Read and Company until 1940. Because of his success as a bonds salesman, he was made a partner in the firm in 1923 and became the "right-hand man" of the head of the firm, Clarence Dillon. Forrestal became vice-president in 1926 and company president in 1937.
Forrestal left Wall Street in June 1940 to take a position as assistant to President Roosevelt, serving as his liaison for handling the national defense program. Soon after, in August, Roosevelt appointed Forrestal to the new post of Under Secretary of the Navy under Secretary Frank Knox. The new position was designed to handle contracts, tax and legal affairs, and to serve as liaison with other government agencies. Congress had just passed the Two-Ocean Navy Act, and it fell to Forrestal to implement the expansion of the Navy it required. Under Forrestal's leadership, the procurement and production program facilitated the rapid construction of navy ships and equipment, which reached record production levels, and the Navy grew from 158,000 to 3.6 million individuals. He also established public relations offices to promote national recognition of the Navy's role in the war and worked with War Secretary Robert Patterson to solve problems of raw material supplies through a plan designed by Ferdinand Eberstadt, a close advisor to Forrestal throughout his military career.
After the death of Frank Knox in May 1944, Forrestal was appointed Secretary of the Navy, having already established his reputation as a highly capable administrator. Favoring a business-like approach, Forrestal instituted a reduction of ceremony and utilized business methods to manage the Navy and encourage production. To this end, he visited the plants to inform workers about the progress of the war and the needs of the Navy and formed the Navy Industrial Association to bring together Navy personnel and significant civilian suppliers. To better understand the needs of the Navy, Forrestal travelled to Europe twice and three times to the Pacific and undertook a study of military logistics and strategy through extensive reading. As Secretary, he oversaw the Navy in the last year of the war and the following two years of demobilization.
After the end of World War II in 1945, Forrestal argued against demobilizing too rapidly. Instead, he advocated a program of universal military training and cautioned that the nation's military strength must be maintained to enforce a lasting peace. He was, however, initially a staunch opponent of President Truman's plan to unify the Army and the Navy into a single department of national defense. Forrestal argued that the department would be too large for its head to have any meaningful understanding of it, forcing him to rely too heavily on his military advisors. He was also concerned that unification would shift the primary method of defense from naval aircraft carriers to air force bombers with atomic weapons which he felt would weaken American's military position. When President Truman continued to support unification, Forrestal enlisted Ferdinand Eberstadt to develop a compromise plan. Eberstadt's plan, which formed the basis for the National Security Act of 1947, established a single military department called the National Military Establishment (NME). The NME, led by the Secretary of Defense, combined the departments of War and the Navy and established the Department of the Air Force. However, the plan retained some of the original structure of the U.S. military by making the heads of each department somewhat independent, coordinated by the Secretary of Defense but not directly subordinate to him. The Act also established the National Security Council, the Joint Chiefs of Staff, and the Central Intelligence Agency.
In September 1947, Forrestal was appointed the first Secretary of Defense. In this position, he was responsible for coordinating the activities of the U.S. military and developing national defense policy. As the first secretary, it was Forrestal's formidable task to enact the unification of the departments required by the National Security Act, coordinating the activities of the previously-independent Army (War) and Navy and overseeing the formation of the new Department of the Air Force. One of his chief obstacles proved to be the structure of the NME itself, which provided the Secretary of Defense with too little authority over the heads of the military departments. Another significant challenge was obtaining a sufficient budget for the department at a time when President Truman demanded a reduction in military spending. The limited funds exacerbated the competition between the military branches over resources. The challenges were further increased by the escalating tensions of the Cold War during Forrestal's tenure.
Despite the difficulties, Forrestal identified several important accomplishments in his first report as Secretary of Defense in December 1948, among them the development of short- and long-range strategic plans, an integrated NME budget, the definition of roles within the NME, the coordination of service procurement efforts, and the establishment of overseas unified commands. He also identified several factors that would facilitate further progress, including the significant strengthening of the Secretary of Defense's authority as well as changes to other structural elements of the NME. Many of his recommendations were part of the 1949 amendments to the National Security Act voted into law in August 1949, although by that time Forrestal had already left his post. Forrestal resigned as Secretary of Defense on March 28, 1949 and was succeeded by Louis Johnson, previously Assistant Secretary of War.
James Vincent Forrestal was born on February 15, 1892 in Beacon, New York to James and Mary A. (Toohey) Forrestal. He began his college education at Dartmouth College in 1911 and transferred to Princeton University the next year as a member of the Class of 1915. At Princeton, Forrestal was chairman of The Daily Princetonian, a member of the student council, and voted "most likely to succeed" by his class. After Princeton, Forrestal briefly held positions at the New York World, the New Jersey Zinc Company, and the Tobacco Products Corporation before beginning his career on Wall Street. Forrestal married Josephine Ogden, a columnist for Vogue magazine, in October 1926. They had two sons, Michael and Peter. Forrestal committed suicide on May 23, 1949 at the National Naval Medical Center in Bethesda, Maryland while being treated for depression and occupational fatigue similar to that suffered by service men in battle. Upon being informed of his death, President Truman said "This able and devoted public servant was as truly a casualty of the war as if he had died on the firing line."
The Forrestal Papers document Forrestal's government service, from his post as Under Secretary of the Navy to that of Secretary of Defense. The papers include correspondence, memoranda, reports, speeches, and press releases, as well as Forrestal's diaries from this period. Forrestal's papers primarily document the progress of World War II, especially the role of the Navy, and the formation of the National Military Establishment (NME) to unify the U.S. military following the war, as well as the daily administration of the Navy and NME.
The following sources were consulted during the preparation of the biographical note: "Forrestal, James Vincent" by Jeffery M. Dorwart, American National Biography Online. www.anb.org (accessed January 14, 2009). "Forrestal, James V." biography from Current Biography, H.W. Wilson Company, 1948. "Forrestal Killed in 13-Story Leap; U.S. Mourning Set" by Walter H. Waggoner, The New York Times, May 23, 1949. "James V. Forrestal," U.S. Department of Defense biography. http://www.defenselink.mil (accessed January 14, 2009).
FOR DIGITIZED CONTENT: The papers, with the exception of Series 6: Oversized Materials, have been digitized and may be viewed or downloaded through this finding aid. To view materials, navigate to a specific folder, rather than an entire series or subseries.
Gift of Josephine Ogden Forrestal in January, 1953. Forrestal's diaries were purchased from the New York Herald Tribune and donated to Princeton University by Clarence Dillon and Laurance S. Rockefeller in December 1952. Additional materials were purchased from Ned Miller in March 2010 [ML.2010.008].
For preservation reasons, original analog and digital media may not be read or played back in the reading room. Users may visually inspect physical media but may not remove it from its enclosure. All analog audiovisual media must be digitized to preservation-quality standards prior to use. Audiovisual digitization requests are processed by an approved third-party vendor. Please note, the transfer time required can be as little as several weeks to as long as several months and there may be financial costs associated with the process. Requests should be directed through the Ask Us Form.
Phonograph recordings of speeches and television appearances by Forrestal are located in Boxes 180 and 181.
This collection was processed by Adriane Hanson with the assistance of Clelia Douyon, Grace Haaland, Brandon Joseph, and Jamie LaMontagne in 2009. Finding aid written by Adriane Hanson in March 2009.
Duplicate materials have been separated from this collection.
- Cabinet officers -- United States
- Military administration -- United States
- Military departments and divisions -- United States
- Military policy
- National security -- United States
- World War, 1939-1945 -- Naval operations, American
- World War, 1939-1945 -- United States
- Public Policy Papers
- Finding Aid Author
- Adriane Hanson
- Finding Aid Date
- These papers were processed with the generous support of the National Historical Publications and Records Commission (NHPRC).
- Access Restrictions
The collection is open for research use.
- Use Restrictions
Single photocopies may be made for research purposes. For quotations that are fair use as defined under U. S. Copyright Law, no permission to cite or publish is required. For those few instances beyond fair use, researchers are responsible for determining who may hold the copyright and obtaining approval from them. Researchers do not need anything further from the Mudd Library to move forward with their use.
The Correspondence series contains Forrestal's correspondence from while he was Under Secretary of the Navy, Secretary of the Navy, and Secretary of Defense. Forrestal corresponded with military and government officials, business executives, and the general public regarding a variety of military issues, notably the conduct of World War II and the unification of the U.S. military following the war, as well as more routine matters related to managing the departments. Please see the subseries descriptions in the contents list for additional information about individual subseries.
Divided into the four subseries: Alphabetical Correspondence, Appointments and Phone Calls, Day Files, and Personal Correspondence.Physical Description
The Alphabetical Correspondence subseries is composed of correspondence between Forrestal and military commanders, congressmen and other United States government officials, and industry executives. Other correspondents included journalists, lawyers, and the general public. Many of the correspondents wrote to Forrestal on behalf of sons, friends, or constituents who desired Forrestal's aid in obtaining a position in the Navy or to serve Forrestal in some other manner. Other letters include requests for Forrestal to speak, letters of support or congratulations for his efforts as secretary, Christmas and birthday greetings, and the arrangement of meetings. In Forrestal's correspondence with journalists, he reacted to their stories or suggested potential story topics. In his correspondence with military commanders, he typically discussed individual military personnel, offered congratulations on victories, and reacted (sometimes critically) to statements they made to the press. With congressmen, Forrestal generally discussed allocations to the Navy or his testimony before committees. With the general public, typical letters contain their comments or publications they thought might be of interest to Forrestal or encouragement about his progress, with Forrestal's responses, as well as their invitations to him to speak before their groups, which he generally declined.
Arranged alphabetically by correspondent.Physical Description
(Alternate Spelling: Elinor Clendenin)Physical Description